Daniel S Mesirow

Mesirow Financial Investment Management, Inc.

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Current Employers

Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-08-08

IL RA
APPROVED

Since 2025-08-08

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mesirow	Highland Park	IL	09/2024	Present
Glenbrook North	Northbrook	IL	09/2014	05/2020
University Of Iowa	Iowa City	IA	08/2020	06/2024

09/2024 → Present

Mesirow

Highland Park, IL
09/2014 → 05/2020

Glenbrook North

Northbrook, IL
08/2020 → 06/2024

University Of Iowa

Iowa City, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-08

S66 Uniform Combined State Law Examination

2025-08-08

View on SEC IAPD

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Other Investors

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HAROLD NELSON LEAVELL

CARLYLE KELLY MADDEN

PHILIP JOHN RIDOLPHI

SUSAN MARY SHACKLETTE

KRISTI LYNN MILLS

NATHANIEL MITCHELL COLEMAN

KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

GUGGENHEIM INVESTMENTS · CHICAGO, IL

PEKIN HARDY STRAUSS, INC. · CHICAGO, IL

SPIDERROCK ADVISORS, LLC · CHICAGO, IL

PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL

DOYENNE WEALTH ADVISORS · CHICAGO, IL

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