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Frank Violante

Capital Analysts

Marlton, NJ

Lincoln Investment

Kendall Park, NJ

Marlton, NJ

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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-19
  • NJ RA
    APPROVED
    Since 2018-01-19

Branch Locations

10000 Sagemore Dr. Ste. 10201, Marlton, NJ 08053 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-18
  • NJ RA
    APPROVED
    Since 2018-01-18

Branch Locations

Kendall Park, NJ • United States

Suite 10201 10000 Sagemore Drive, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Summit NJ 03/2010 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 Present
Lincoln Investment Fort Washington PA 01/2018 Present
Previous Registrations
  • 2010-03-15 → 2018-01-25
    Wells Fargo Clearing Services, Llc
    Bridgewater, NJ
    Cold Spring, NY
    Short Hills, NJ
    Whitehouse Station, NJ
    Branchburg, NJ
    Short Hills, NJ
    Summit, NJ
    Somerset, NJ
    Somerville, NJ
  • 2006-08-11 → 2010-02-17
    Td Wealth Management Services Inc.
    Tinton Falls, NJ
  • 2004-10-20 → 2006-07-18
    Banc Of America Investment Services, Inc.
    Bound Brook, NJ
    Bridgewater, NJ
    Bridgewater, NJ
  • 2003-10-17 → 2004-10-20
    Quick & Reilly, Inc.
    Princeton, NJ
  • 2003-07-01 → 2003-10-09
    Wells Fargo Clearing Services, Llc
    Bedminster, NJ
  • 2002-06-25 → 2003-07-01
    Prudential Equity Group, Llc
    Bedminister, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-14
S65 Uniform Investment Adviser Law Examination 1999-11-29
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14
  • S65 Uniform Investment Adviser Law Examination
    1999-11-29
Other Names
  • Francesco Violante

View on SEC IAPD

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