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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-27 |
| FL | RA | APPROVED | 1999-06-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pasco Hernando State College | New Port Richey | FL | 05/2017 | 06/2017 |
| Raymond James & Associates, Inc. | Tampa | FL | 04/1999 | Present |
(1) Name of Business: Business Networking International, BNI Address: 5742 Main Street, New Port Richey, FL, 34652, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 09/29/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Membership Committee - to make sure that new members understand their responsibilities and how to use the software properly. (2) Name of Business: Richey Suncoast Theater Address: 6237 Grand Blvd, New Port Richey, FL, 34652, United States Activity Type: Non profit Position/Title: Advisory Board, Finance/Investment Committee Member Investment Related: Yes Start Date: 05/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: They have never had a financial committe so we are establishig one to oversee the P&L and get them a working budget with guidelines.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-06 |
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