Sienna Pualani Yoshida

Employer firm

Westside Investment Management, LLC CRD 154522

$889M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Lpl Financial Llc
  Wailuku, HI
• 12/2013 → Present
  Westside Investment Management, Llc
  Kahului, HI

Previous Registrations

• 2012-05-23 → 2013-12-10
  Bancwest Investment Services, Inc.
  Pukalani, HI
  Wailea, HI
  Lahaina, HI
  Kihei, HI
  Lahaina, HI
  Lanai City, HI
  Wailuku, HI
  Kahului, HI
• 2003-09-18 → 2012-05-15
  Bankoh Investment Services, Inc.
  Kahului, HI
  Wailuku, HI
  Pukalani, Maui, HI
  Honolulu, HI
• 1999-12-02 → 2003-09-17
  Morgan Stanley Dw Inc.
  Maui Wailului, HI

Other Businesses

(1) 06/03/2014 - REAL ESTATE RENTAL - HEALANI PLACE PUKALANI, HI (2) 01/06/2015 - WESTSIDE INVESTMENT MANAGEMENT, INC. - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 160 HOURS PER MONTH - KAHULUI, HI (3) 02/25/2022 - Westside Investment Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/08/2022 - 120 Hours Per Month/5 Hours During Securities Trading. (4) 03/06/2024 - Real Estate Rental - Investment Related - Pualani St., Wailuku, HI - Start Date 02/15/2024 - 4 Hours Per Month/ 0 Hours During Trading (5) 03/06/2024 - Real Estate Rental - Investment Related - Malako St., Wailuku, HI - Start Date 02/01/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-06-10