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Andrew Nicholas King

Awm Financial Services Inc.

The Woodlands, TX

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Current Employers
Awm Financial Services Inc.

9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-03-09

Branch Locations

9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. The Woodlands TX 04/2024 05/2024
Securities America, Inc. The Woodlands TX 05/2024 06/2024
4Kings Cattle Co. San Augustine TX 08/2018 08/2023
Ludco Nacogdoches TX 08/2018 08/2018
Stephen F. Austin State University School Nacogdoches TX 05/2017 05/2020
Schreiner University Kerrville TX 08/2016 11/2017
Self Employed Shenandoah TX 08/2023 04/2024
Osaic Wealth, Inc. The Woodlands TX 06/2024 07/2025
Awm Financial Services Inc. The Woodlands TX 03/2026 Present
Awm Financial Services Inc. The Woodlands TX 07/2025 03/2026
  • 04/2024 → 05/2024
    Securities America, Inc.
    The Woodlands, TX
  • 05/2024 → 06/2024
    Securities America, Inc.
    The Woodlands, TX
  • 08/2018 → 08/2023
    4Kings Cattle Co.
    San Augustine, TX
  • 08/2018 → 08/2018
    Ludco
    Nacogdoches, TX
  • 05/2017 → 05/2020
    Stephen F. Austin State University School
    Nacogdoches, TX
  • 08/2016 → 11/2017
    Schreiner University
    Kerrville, TX
  • 08/2023 → 04/2024
    Self Employed
    Shenandoah, TX
  • 06/2024 → 07/2025
    Osaic Wealth, Inc.
    The Woodlands, TX
  • 03/2026 → Present
    Awm Financial Services Inc.
    The Woodlands, TX
  • 07/2025 → 03/2026
    Awm Financial Services Inc.
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-23
  • S65 Uniform Investment Adviser Law Examination
    2026-02-23

View on SEC IAPD

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