Scott Dennis Banker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 01/2025
  Cosimo's On Union
  Newburgh, NY
• 03/2025 → 05/2025
  Marshalls
  Latham, NY
• 06/2024 → 09/2025
  A&T Bounce House
  Newburgh, NY
• 09/2021 → 05/2025
  Siena College
  Loudonville, NY
• 09/2017 → 06/2021
  Chapel Field High School
  Pine Bush, NY
• 09/2015 → 06/2017
  Chapel Field Middle School
  Pine Bush, NY
• 07/2017 → 08/2017
  Unemployed
  Newburgh, NY
• 04/2024 → 05/2024
  Northwestern Mutual Investment Services
  Poughkeepsie, NY
• 10/2025 → Present
  Hudson Valley Credit Union
  Lake Katrine, NY
• 02/2026 → Present
  Lpl Financial
  Lake Katrine, NY

Other Businesses

1. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Hudson Valley Credit Union - Inv Rel - At Reported Business Location (s) - Start Date : 02/2026 2. 02/2026 - Hudson Valley Credit Union - Financial Institution Duty - Inv Related - 80 Hour(s)/Month - 80 Hour(s) During Trading - Lake Katrine NY 12449 - OBA Start Date: 02/10/2026 3. 02/2026 - N/A - Outside/W-2 Employment - Inv Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Newburgh NY 12550 - OBA Start Date: 01/01/2024

Exams

• S66 Uniform Combined State Law Examination
  2026-03-03

Other Names

• Scott Dennis Banker
• Scott Dennis Banker