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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-22 |
| WI | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mayo Clinic | Rochester | MN | 05/2015 | 08/2018 |
| Crossing Rivers Health | Prairie Du Chein | WI | 08/2018 | 06/2019 |
| Mayo Clinic | Lacrosse | WI | 06/2019 | 11/2021 |
| Johnson's Gas N Go | New Albin | IA | 11/2021 | Present |
| Thrivent Investment Management Inc | Onalaska | WI | 06/2024 | 05/2025 |
| Thrivent Financial | Appleton | WI | 09/2024 | 05/2025 |
| Raymond James Financial Services, Inc. | Lansing | IA | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Lansing | IA | 05/2025 | Present |
(1)Name of Business: Golden Spike Storage LLC Address: 226 Railroad Ave Nw, New Albin , IA, 52151, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/22/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: collect payments, pay taxes (2)Name of Business: Johnson's Gas N Go Address: 226 Railroad Ave NW, New Albin, IA, 52151, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 10/01/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Pay bills and oversee books. (3)Name of Business: Pump House LLC Address: 226 Railroad Ave Nw, New Albin , IA, 52151, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 02/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/Operator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-04 |
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