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Michael Mickale Melvin

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7900734

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-14
TX RA APPROVED_RES 2024-08-14
  • NC RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED_RES
    Since 2024-08-14

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Financial Charlotte NC 03/2022 05/2024
La-Z-Boy Furniture Galleries Pineville NC 03/2020 02/2022
Barnes & Noble, Inc. Columbia SC 06/2017 03/2020
Genesco Inc. Columbia SC 04/2015 06/2017
Self-Employed Charlotte NC 02/2023 02/2024
Midlands Technical College Columbia SC 01/2019 05/2019
Vanguard Marketing Corporation Charlotte NC 05/2024 Present
Vanguard Advisers, Inc. Charlotte NC 08/2024 Present
The Vanguard Group, Inc. Charlotte NC 05/2024 Present
  • 03/2022 → 05/2024
    Truist Financial
    Charlotte, NC
  • 03/2020 → 02/2022
    La-Z-Boy Furniture Galleries
    Pineville, NC
  • 06/2017 → 03/2020
    Barnes & Noble, Inc.
    Columbia, SC
  • 04/2015 → 06/2017
    Genesco Inc.
    Columbia, SC
  • 02/2023 → 02/2024
    Self-Employed
    Charlotte, NC
  • 01/2019 → 05/2019
    Midlands Technical College
    Columbia, SC
  • 05/2024 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2024 → Present
    Charlotte, NC
  • 05/2024 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12
Other Names
  • Mike Melvin
  • Michael Melvin
  • Mike Mickale Melvin
  • Michael M Melvin
  • Mike M Melvin

View on SEC IAPD

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