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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-14 |
| TX | RA | APPROVED_RES | 2024-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Financial | Charlotte | NC | 03/2022 | 05/2024 |
| La-Z-Boy Furniture Galleries | Pineville | NC | 03/2020 | 02/2022 |
| Barnes & Noble, Inc. | Columbia | SC | 06/2017 | 03/2020 |
| Genesco Inc. | Columbia | SC | 04/2015 | 06/2017 |
| Self-Employed | Charlotte | NC | 02/2023 | 02/2024 |
| Midlands Technical College | Columbia | SC | 01/2019 | 05/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2024 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2024 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-12 |
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