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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-25
  • NC RA
    APPROVED
    Since 2025-09-25

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Charlotte NC 07/2025 Present
Ubs Financial Services - The Hilton Group Newport RI 05/2024 08/2024
Hazard's Beach Club Inc. Newport RI 05/2017 08/2023
Thompson Middle School Newport RI 09/2015 06/2017
Preservation Society Of Newport County Newport RI 05/2025 07/2025
Rogers High School Newport RI 09/2017 06/2021
North Carolina State University Raleigh NC 08/2021 05/2025
  • 07/2025 → Present
    Charlotte, NC
  • 05/2024 → 08/2024
    Ubs Financial Services - The Hilton Group
    Newport, RI
  • 05/2017 → 08/2023
    Hazard's Beach Club Inc.
    Newport, RI
  • 09/2015 → 06/2017
    Thompson Middle School
    Newport, RI
  • 05/2025 → 07/2025
    Preservation Society Of Newport County
    Newport, RI
  • 09/2017 → 06/2021
    Rogers High School
    Newport, RI
  • 08/2021 → 05/2025
    North Carolina State University
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-25
  • S66 Uniform Combined State Law Examination
    2025-09-25

View on SEC IAPD

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