Ka Leung Alfred Tong

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-07
WA	RA	APPROVED	2025-01-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bellevue	WA	09/2024	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	03/2024	09/2024
Bank Of America, Na	Seattle	WA	06/2021	03/2024
Bank Of America Na	Seattle	WA	12/2018	06/2021
Keybank	Seattle	WA	04/2016	12/2018
Bank Of America, N.A.	Bellevue	WA	11/2024	Present

09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA
03/2024 → 09/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
06/2021 → 03/2024

Bank Of America, Na

Seattle, WA
12/2018 → 06/2021

Bank Of America Na

Seattle, WA
04/2016 → 12/2018

Keybank

Seattle, WA
11/2024 → Present

Bank Of America, N.A.

Bellevue, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-30

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