Charley Monroe Roberts

Current Employers

Employment History

• 07/2013 → 08/2018
  Valic Financial Advisors, Inc.
  Roseville, CA
• 08/2018 → 07/2025
  Next Financial Group, Inc.
  Houston, TX
• 07/2025 → 08/2026
  Lpl Financial Llc
  Roseville, CA
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-08-10 → 2025-07-10
  Next Financial Group, Inc.
  Sacramento, CA
  Roseville, CA
  Roseville, CA
• 2013-11-20 → 2018-08-10
  Valic Financial Advisors, Inc.
  Bozeman, MT
  Roseville, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1996 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: VACAVILLE POLICE ACTIVITIES LEAGUE INVESTMENT RELATED: NO ADDRESS: 660 MERCHANT STREET VACAVILLE, CA NATURE OF BUSINESS: COMMUNITY SERVICE START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SUPPORTING EVENTS AND FUNCTIONS THAT BENEFIT LOCAL YOUTH 5. NAME OF OTHER BUSINESS: CHARLEY ROBERTS - MUSICIAN INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: MUSICIAN START DATE: 01/1971 POSITION/TITLE/RELATIONSHIP: MUSICIAN APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PLAY BASS GUITAR AND HARMONICA , SING BACKGROUND VOCALS

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-05
• S63 Uniform Securities Agent State Law Examination
  1999-06-29

Other Names

• Chuck Roberts
• Charley Monroe Roberts
• Charley Monroe Roberts