Alec Daniel Duncan

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-05-22

MA RA
APPROVED

Since 2025-05-22

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Marlborough	MA	04/2025	Present
Northwestern Mutual	Wellesley	MA	06/2024	03/2025
Unemployed	Worcester	MA	02/2024	06/2024
Mcr Labs	Framingham	MA	03/2020	01/2024
Student	Raleigh	NC	01/2015	02/2020

04/2025 → Present

Lpl Enterprise Llc

Marlborough, MA
06/2024 → 03/2025

Northwestern Mutual

Wellesley, MA
02/2024 → 06/2024

Unemployed

Worcester, MA
03/2020 → 01/2024

Mcr Labs

Framingham, MA
01/2015 → 02/2020

Student

Raleigh, NC

Other Businesses

1) 04/17/2025-NA- Non variable insurance-Non-Variable Insurance/Insurance Agency-Inv related-At Worecester, MA-Start date 04/16/2025-160hrs/mth-160hrs/mth during trading 2) 04/17/2025- Prudential Advisors-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/16/2025-160hrs/mth-160hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-11

S66 Uniform Combined State Law Examination

2025-05-11

View on SEC IAPD