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Brett Phelan Hawkins

Thompson Siegel & Walmsley LLC

Richmond, VA

CRD 3217250

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Employer firm

Thompson Siegel & Walmsley LLC CRD 105726

$21.1B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • UNIFIED MANAGED ACCOUNTS

From the firm’s Form ADV. Read the guides:

Current Employers
Thompson Siegel & Walmsley Llc

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-03-09
VA RA APPROVED 2005-11-22
  • TX RA
    APPROVED
    Since 2006-03-09
  • VA RA
    APPROVED
    Since 2005-11-22

Branch Locations

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson, Siegel & Walmsley Llc Richmond VA 04/2001 Present
Designations
  • Chartered Financial Analyst
Other Names
  • Brett Hawkins
  • Brett P Hawkins
  • Brett P Hawkins

View on SEC IAPD

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