Shawn Arthur Ogawa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 06/2024
  Great West Casualty Company
  Meridian, ID
• 02/2022 → 06/2022
  Unemployed
  Yorba Linda, CA
• 04/2008 → 02/2022
  California Highway Patrol
  Sacremento, CA
• 06/2024 → 08/2025
  Legacy Wealth Management, Llc
  Boise, ID
• 08/2025 → Present
  Lpl Financial Llc
  Nampa, ID

Previous Registrations

• 2024-05-09 → 2025-08-11
  Legacy Wealth Management, Llc
  Boise, ID
  Nampa, ID

Other Businesses

1. 07/2025 - Strategic Wealth Designs - DBA for LPL Business (entity for LPL business) - Investment Related - 3 Hour/Month - 2 Hour During Trading - At Reported business location(s) - OBA Start Date: 8/5/2025 2. 07/2025 - The Known Company LLC -Business Entity For Tax/Investment Purposes Only - Video production and storytelling services for families and businesses including legacy preservation projects founder origin stories and informational corporate videos - Not securities, insurance, tax, or investment related. - 5 Hour/Month - 1 Hour During Trading - Nampa, ID 83686 - OBA Start Date: 06/13/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-09