Barbara A Bertrand

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 09/2019
  Keystone Financial
  Albany, NY
• 06/2015 → 11/2018
  Keystone Financial
  Albany, NY
• 09/2019 → Present
  Joseph Anderson
  Latham, NY
• 09/2019 → Present
  Northwestern Mutual Investment Services Llc
  Latham, NY
• 10/2019 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2018-12-21 → 2019-09-05
  Osaic Wealth, Inc.
  Albany, NY
  Nazareth, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-22
• S63 Uniform Securities Agent State Law Examination
  2001-10-12

Other Names

• Barbara Ann Patrick
• Barbara A Patrick
• Barbara Ann Bertrand
• Barbara A Patrick
• Barbara A Bertrand