Harold Wayne Roe

Employer firm

Main Street Investors, LLC CRD 299291

$31.4M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → Present
  Advanced Benefit Concepts
  Franklin, TN
• 12/2016 → 12/2020
  Retired
  Norman, OK
• 01/2013 → 11/2016
  Digital Benefit Advisors
  Brentwood, TN
• 04/2022 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA
• 09/2023 → 12/2024
  Hornor, Townsend, & Kent Llc
  Horsham, PA
• 10/2025 → Present
  Main Street Investors, Llc
  Brentwood, TN

Previous Registrations

• 2023-09-27 → 2024-12-16
  Hornor, Townsend & Kent, Llc
  Brentwood, TN
  Franklin, TN
• 2004-01-08 → 2007-12-31
  Mml Investors Services, Llc
  Nashville, TN
  Brentwood, TN

Other Businesses

1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PS&G FINANCIAL PARTNERS | POSITION HELD: INVESTMENT ADVISORY REP | ADDRESS: 133 HOLIDAY COUR, SUITE 106, FRANKLIN, TN 37067 | START DATE: 09/18/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL. 2)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPLOYEE PROSPERITY PARTNERS | POSITION HELD: INVESTMENT ADVISORY REP | ADDRESS: 133 HOLIDAY COUR, SUITE 106, FRANKLIN, TN 37067 | START DATE: 09/18/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL : IN ADDITION PERFORMING FINANCIAL WELLNESS WORKSHOPS PRODUCTS INCLUDING DISABILTY AND HEALTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-30
• S63 Uniform Securities Agent State Law Examination
  1999-06-17

Other Names

• Harold Wayne Ro