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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-13
  • CA RA
    APPROVED
    Since 2024-11-13

Branch Locations

Oakland, CA • United States

2200 Sand Creek Rd Suite B, Brentwood, CA 94513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Homestead San Francisco CA 03/2008 Present
Massmutual Life Insurance Company Brentwood CA 04/2024 Present
Mml Investors Services, Llc Brentwood CA 08/2024 Present
  • 03/2008 → Present
    The Homestead
    San Francisco, CA
  • 04/2024 → Present
    Massmutual Life Insurance Company
    Brentwood, CA
  • 08/2024 → Present
    Brentwood, CA
Other Businesses

(1)NAME: THE HOMESTEAD/ THE HOMESTEAD SF LLC INV REL: Y ADD: 2301 FOLSOM ST SAN FRANCISCO CA 94110 NATURE: BAR/RESTAURANT POSITION: OWNER START DATE: 03/08/2009 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PAYROLL, BOOKKEEPING. HIRING AND HIGH LEVEL STRATEGY (2)NAME: CNEM INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: CONSULTING POSITION: PARTNER START DATE: 09/01/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: HOSPITALITY AND DIGITAL MARKETING CONSULTING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
  • S66 Uniform Combined State Law Examination
    2024-11-05

View on SEC IAPD

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