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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-01-24 |
Branch Locations
417 S 2Nd St Ste D-101, Leavenworth, KS 66048 • United States
Leavenworth, KS • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc | Fort Worth | TX | 04/2024 | 01/2025 |
| U.S. Army | Fort Leavenworth | KS | 06/1997 | 01/2025 |
| Kda Farm And Outdoor | Leavenworth | KS | 04/2024 | Present |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 01/2025 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2025 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2025 | Present |
(1) Name of the other business: KDA Farm and Outdoor Whether the business is investment-related: No Address of the other business: Leavenworth, KS Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Apr 04, 2024 The approximate number of hours/month you devote to the other business: 21 to 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Small family farm and outdoor business owner. My wife and I established KDA Farm & Outdoor LLC in fall of 2023 and sell farm fresh eggs, fresh honey, and vegetables from the garden. I also plan to butcher wild game during the Kansas season. (2) Name of the other business: Pony Express Advisor LLC Whether the business is investment-related: No Address of the other business: 417 S. 2nd Street, Leavenworth, KS 66048 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Member The start date of your relationship: Jan 01, 2026 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: The Pony Express Advisor LLC it is used to manage the daily operating cost less labor. (3) Name of the other business: Wiley Wealth Management LLC Whether the business is investment-related: Yes Address of the other business: Leavenworth, KS Nature of the other business: Financial Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 01, 2026 The approximate number of hours/month you devote to the other business: 21 to 40 The number of hours you devote to the other business during securities trading hours: 21 to 40 Briefly describe your duties relating to the other business: Wiley's Wealth Management LLC is used to pay for labor and operating cost associated with the independent contractor requirements as a financial advisor with First Command.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-15 |
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