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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 07/2025 | Present |
| Culvers | Lockport | IL | 05/2020 | 10/2020 |
| Aqua Pools | Homer Glen | IL | 04/2021 | 08/2023 |
| Flyer Enterprises | Dayton | OH | 02/2023 | 05/2025 |
| Nuveen | Chicago | IL | 06/2024 | 07/2025 |
| Providence Catholic High School | New Lenox | IL | 07/2017 | 05/2021 |
| University Of Dayton | Dayton | OH | 08/2021 | 05/2025 |
| Oak Prairie Junior High School | Lockport | IL | 08/2014 | 06/2017 |
| Nuveen Asset Management, Llc | Chicago | IL | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-27 |
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