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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-16 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
5199 E. Pacific Coast Highway Suite 204, Long Beach, CA 90804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kaiser Permanente | Baldwin Park | CA | 10/1983 | 04/2019 |
| Global View Capital Management, Llc | Waukesha | WI | 05/2016 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 03/2016 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 02/2016 | Present |
| Aerotek (Hospital Lab) | Hanover | MD | 09/2018 | Present |
| Health Care Providers Laboratory | Baldwin Park | CA | 02/2020 | 06/2021 |
| Biological Laboratory | San Dimas | CA | 01/2022 | Present |
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-24-2016; APPROX. 40 ADVISORY HRS/MONTH; APPROX. 40 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03-10-2016; APPROX. 40 HRS/MONTH; APPROX. 40 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] AEROTEK (HOSPITAL LAB)/WEST/ONTARIO CA-802; NOT INVESTMENT RELATED; HEADQUARTERS ADDRESS; 7301 PARKWAY DRIVE, HANOVER, MD 21706; NATURE: HEALTH CARE-HOSPITAL LAB; POSITION: CLINICAL LABORATORY SCIENTIST-PER DIEM POSITION AT KAISER HOSPITAL IN FONTANA, CA 92335; STARTED: 09-17-2018; APPROX. 2 HRS/MONTH DURING TRADING; APPROX. 6 HRS/MONTH OUTSIDE TRADING; RESPONSIBILITIES: ANALYZE AND TEST BLOOD AND BODY FLUIDS. [4] BIOLOGIGAL LABORATORY; NOT INVESTMENT RELATED; ADDRESS: 620 W. COVINA, SAN DIMAS, CA 91773; INDUSTRY: HEALTH CARE; POSITION: LAB SCIENTIST; STARTED: 01.04.2022; APPROX. 2 HRS/MONTH DURING TRADING HOURS; APPROX. 3 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PERFORM LAB TESTS AND REPORT RESULTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-28 |
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