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Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-16
  • CA RA
    APPROVED
    Since 2016-11-16

Branch Locations

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

5199 E. Pacific Coast Highway Suite 204, Long Beach, CA 90804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaiser Permanente Baldwin Park CA 10/1983 04/2019
Global View Capital Management, Llc Waukesha WI 05/2016 Present
Global View Capital Insurance Services, Llc Waukesha WI 03/2016 Present
Global View Capital Advisors, Llc Waukesha WI 02/2016 Present
Aerotek (Hospital Lab) Hanover MD 09/2018 Present
Health Care Providers Laboratory Baldwin Park CA 02/2020 06/2021
Biological Laboratory San Dimas CA 01/2022 Present
  • 10/1983 → 04/2019
    Kaiser Permanente
    Baldwin Park, CA
  • 05/2016 → Present
    Waukesha, WI
  • 03/2016 → Present
    Global View Capital Insurance Services, Llc
    Waukesha, WI
  • 02/2016 → Present
    Global View Capital Advisors, Llc
    Waukesha, WI
  • 09/2018 → Present
    Aerotek (Hospital Lab)
    Hanover, MD
  • 02/2020 → 06/2021
    Health Care Providers Laboratory
    Baldwin Park, CA
  • 01/2022 → Present
    Biological Laboratory
    San Dimas, CA
Previous Registrations
Other Businesses

[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-24-2016; APPROX. 40 ADVISORY HRS/MONTH; APPROX. 40 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03-10-2016; APPROX. 40 HRS/MONTH; APPROX. 40 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] AEROTEK (HOSPITAL LAB)/WEST/ONTARIO CA-802; NOT INVESTMENT RELATED; HEADQUARTERS ADDRESS; 7301 PARKWAY DRIVE, HANOVER, MD 21706; NATURE: HEALTH CARE-HOSPITAL LAB; POSITION: CLINICAL LABORATORY SCIENTIST-PER DIEM POSITION AT KAISER HOSPITAL IN FONTANA, CA 92335; STARTED: 09-17-2018; APPROX. 2 HRS/MONTH DURING TRADING; APPROX. 6 HRS/MONTH OUTSIDE TRADING; RESPONSIBILITIES: ANALYZE AND TEST BLOOD AND BODY FLUIDS. [4] BIOLOGIGAL LABORATORY; NOT INVESTMENT RELATED; ADDRESS: 620 W. COVINA, SAN DIMAS, CA 91773; INDUSTRY: HEALTH CARE; POSITION: LAB SCIENTIST; STARTED: 01.04.2022; APPROX. 2 HRS/MONTH DURING TRADING HOURS; APPROX. 3 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PERFORM LAB TESTS AND REPORT RESULTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-30
S63 Uniform Securities Agent State Law Examination 1999-05-28
  • S65 Uniform Investment Adviser Law Examination
    2010-09-30
  • S63 Uniform Securities Agent State Law Examination
    1999-05-28
Other Names
  • Robert H. Oda
  • Robert Oda

View on SEC IAPD

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