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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-21
GA RA APPROVED 2026-07-08
  • TX RA
    APPROVED
    Since 2026-07-21
  • GA RA
    APPROVED
    Since 2026-07-08

Branch Locations

7000 Central Pkwy Ste 1100, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Birmingham AL 04/2024 05/2024
Mountain Brook Club Mountain Brook AL 06/2023 04/2024
Country Club Of Birmingham Birmingham AL 09/2020 04/2023
Ymca Pittsford NY 12/2019 04/2020
Samford University Homewood AL 08/2020 04/2024
Honeoye Falls Lima Central School District Honeoye Falls NY 09/2013 06/2020
Thrivent Investment Management Inc. Huntsville AL 05/2024 07/2026
Thrivent Financial Appleton WI 05/2024 07/2026
Raymond James Financial Services, Inc. Atlanta GA 07/2026 Present
Raymond James Financial Services Advisors, Inc. Atlanta GA 07/2026 Present
Council Of Financial Educators Sandy Springs, Smyrna, Kennesaw GA 08/2026 Present
  • 04/2024 → 05/2024
    Unemployed
    Birmingham, AL
  • 06/2023 → 04/2024
    Mountain Brook Club
    Mountain Brook, AL
  • 09/2020 → 04/2023
    Country Club Of Birmingham
    Birmingham, AL
  • 12/2019 → 04/2020
    Ymca
    Pittsford, NY
  • 08/2020 → 04/2024
    Samford University
    Homewood, AL
  • 09/2013 → 06/2020
    Honeoye Falls Lima Central School District
    Honeoye Falls, NY
  • 05/2024 → 07/2026
    Huntsville, AL
  • 05/2024 → 07/2026
    Thrivent Financial
    Appleton, WI
  • 07/2026 → Present
    Raymond James Financial Services, Inc.
    Atlanta, GA
  • 07/2026 → Present
    Atlanta, GA
  • 08/2026 → Present
    Council Of Financial Educators
    Sandy Springs, Smyrna, Kennesaw, GA
Previous Registrations
Other Businesses

(1) Name of Business: Covenant Wealth Group Address: 7000 Central Pkwy Ste 1100, Atlanta, GA, 30328-4592, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/21/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: As the owner of a financial advisory practice, I help individuals, families, and business owners make informed financial decisions by providing personalized wealth management, retirement planning, investment guidance, and long-term financial strategies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-04
  • S66 Uniform Combined State Law Examination
    2025-01-04

View on SEC IAPD

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