Thanh Thi Thi Le

Charles Schwab & Co., Inc.

CRD 7899049

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-04-29

CO RA
APPROVED

Since 2026-04-29

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	N/A	CO	11/2023	05/2024
Pho Vy	Parker	CO	05/2021	10/2023
Full Time Education	N/A	CO	10/2020	05/2021
Teastreet	Ave	CO	01/2019	10/2020
Full Time Education	N/A	CO	05/2014	10/2019
Charles Schwab & Co., Inc	Lone Tree	CO	05/2024	Present

11/2023 → 05/2024

Unemployed

N/A, CO
05/2021 → 10/2023

Pho Vy

Parker, CO
10/2020 → 05/2021

Full Time Education

N/A, CO
01/2019 → 10/2020

Teastreet

Ave, CO
05/2014 → 10/2019

Full Time Education

N/A, CO
05/2024 → Present

Charles Schwab & Co., Inc

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-29
S63	Uniform Securities Agent State Law Examination	2024-09-18

S66 Uniform Combined State Law Examination

2026-04-29
S63 Uniform Securities Agent State Law Examination

2024-09-18

Other Names

Thanhthi T Le

View on SEC IAPD

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