Pamela K Smith

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-03-20

MN RA
APPROVED

Since 2026-03-20

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2024	01/2026
Wells Fargo	Minneapolis	MN	06/2003	12/2023
Unemployed	Apple Valley	MN	12/2023	04/2024
Rbc Capital Markets, Llc	Edina	MN	03/2026	Present

04/2024 → 01/2026

Edward Jones

St Louis, MO
06/2003 → 12/2023

Wells Fargo

Minneapolis, MN
12/2023 → 04/2024

Unemployed

Apple Valley, MN
03/2026 → Present

Rbc Capital Markets, Llc

Edina, MN

Previous Registrations

2024-06-27 → 2026-01-09

Edward Jones

Apple Valley, MN

St Louis, MO

Shakopee, MN

Other Businesses

(1) NAME OF ENTITY: Women Money Matters ADDRESS: 6 Liberty Square #2697, Boston, MA 02109 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Mar 07, 2026 CAPACITY: Other DUTIES: Volunteer coach for financial literacy programs HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-26

S66 Uniform Combined State Law Examination

2024-06-26

Other Names

Pamela Kay Smith

View on SEC IAPD