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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-04-10
CA RA APPROVED 2024-04-09
  • UT RA
    APPROVED
    Since 2024-04-10
  • CA RA
    APPROVED
    Since 2024-04-09

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

3115 S 3110 E Ste 100, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors, Llc Salt Lake City UT 04/2023 07/2025
Self Employed Salt Lake City UT 01/2021 04/2023
One Platform, Llc Salt Lake City UT 05/2021 04/2022
Southern Virginia University Buena Vista VA 10/2020 05/2021
Southern Virginia University Buena Vista VA 08/2016 10/2020
Methow Valley Thriftway Winthrop WA 06/2020 01/2021
Hotel Rio Vista Winthrop WA 06/2019 08/2020
Blue Forge Axe Buena Vista VA 02/2020 05/2020
Iron Fitness Buena Vista VA 12/2019 04/2020
Lds Church Multiple XX 06/2017 06/2019
Hotel Rio Vista Winthrop WA 06/2016 06/2017
Utah Valley University Orem UT 08/2022 07/2023
Ep Wealth Advisors, Llc Salt Lake City UT 07/2025 Present
  • 04/2023 → 07/2025
    Ep Wealth Advisors, Llc
    Salt Lake City, UT
  • 01/2021 → 04/2023
    Self Employed
    Salt Lake City, UT
  • 05/2021 → 04/2022
    One Platform, Llc
    Salt Lake City, UT
  • 10/2020 → 05/2021
    Southern Virginia University
    Buena Vista, VA
  • 08/2016 → 10/2020
    Southern Virginia University
    Buena Vista, VA
  • 06/2020 → 01/2021
    Methow Valley Thriftway
    Winthrop, WA
  • 06/2019 → 08/2020
    Hotel Rio Vista
    Winthrop, WA
  • 02/2020 → 05/2020
    Blue Forge Axe
    Buena Vista, VA
  • 12/2019 → 04/2020
    Iron Fitness
    Buena Vista, VA
  • 06/2017 → 06/2019
    Lds Church
    Multiple, XX
  • 06/2016 → 06/2017
    Hotel Rio Vista
    Winthrop, WA
  • 08/2022 → 07/2023
    Utah Valley University
    Orem, UT
  • 07/2025 → Present
    Ep Wealth Advisors, Llc
    Salt Lake City, UT
Other Businesses

Cyrus Ridge Farm - Not investment related - 77 Singing Hill Ln, Waynesboro, VA 22980, Position: Farm Co-Manager , Duties: I move the cows in the morning and assist with tours of the farm on the weekend, start date August 15, 2025, 40 hours per month (10 per week) can occur during trading hours. Southern Virginia College - Not investment related - 1 University Hill Dr, Buena Vista, VA 24416, Position: Adjunct Professor , Duties: Teaching a Foundations of Financial Planning Course, 5 hours per week, can occur during trading hours. start date Jan 16, 2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-09
  • S65 Uniform Investment Adviser Law Examination
    2024-04-09
Designations
Other Names
  • Aldus Simmons

View on SEC IAPD

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