Robine W Philmon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2013-09-10
TX	RA	APPROVED_RES	2006-09-22

GA RA
APPROVED

Since 2013-09-10
TX RA
APPROVED_RES

Since 2006-09-22

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3920 Arkwright Rd, Macon, GA 31210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Macron	GA	08/1998	Present

08/1998 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Macron, GA

Other Businesses

NAME: LIFESTYLE TANNING SALONS LLC, INVESTMENT RELATED: NO, ADDRESS: P. O. BOX 26448, MACON, GEORGIA 31220-6448, NATURE: RETAIL SALES, YOUR POSITION, TITLE, ASSOCIATION: MEMBER, START DATE: 30-OCT-2006, NUMBER OF HOURS DEVOTED PER MONTH: 0 - 20, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE, DUTIES: BILL PAYING, CHECK WRITING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-07
S63	Uniform Securities Agent State Law Examination	1999-05-07

S66 Uniform Combined State Law Examination

2013-09-07
S63 Uniform Securities Agent State Law Examination

1999-05-07

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