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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-20
WA RA APPROVED 2025-02-06
  • TX RA
    APPROVED
    Since 2025-03-20
  • WA RA
    APPROVED
    Since 2025-02-06

Branch Locations

911 161St St Se, Mill Creek, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 04/2024 01/2025
Doordash San Francisco CA 12/2023 07/2024
Day Wireless Seatac WA 05/2022 11/2023
J.P. Morgan Chase Portland OR 03/2019 05/2022
Amazon Portland OR 11/2018 02/2019
Future First Marketing Portland OR 06/2018 11/2018
Starbucks Las Vegas NV 12/2016 05/2018
Albertsons Las Vegas NV 03/2016 11/2016
Starbucks Mountlake Terrace WA 07/2024 01/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Creek WA 01/2025 Present
Bank Of America, N.A. Mill Creek WA 04/2025 Present
  • 04/2024 → 01/2025
    New York, NY
  • 12/2023 → 07/2024
    Doordash
    San Francisco, CA
  • 05/2022 → 11/2023
    Day Wireless
    Seatac, WA
  • 03/2019 → 05/2022
    J.P. Morgan Chase
    Portland, OR
  • 11/2018 → 02/2019
    Amazon
    Portland, OR
  • 06/2018 → 11/2018
    Future First Marketing
    Portland, OR
  • 12/2016 → 05/2018
    Starbucks
    Las Vegas, NV
  • 03/2016 → 11/2016
    Albertsons
    Las Vegas, NV
  • 07/2024 → 01/2025
    Starbucks
    Mountlake Terrace, WA
  • 01/2025 → Present
    Mill Creek, WA
  • 04/2025 → Present
    Bank Of America, N.A.
    Mill Creek, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-07
  • S66 Uniform Combined State Law Examination
    2024-06-07
Other Names
  • Edward Francis Agoglia

View on SEC IAPD

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