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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-29
KY RA APPROVED 2026-04-21
FL RA APPROVED 2026-02-17
CO RA APPROVED 2026-02-13
IL RA APPROVED 2026-02-13
MO RA APPROVED 2026-02-13
SC RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-07-29
  • KY RA
    APPROVED
    Since 2026-04-21
  • FL RA
    APPROVED
    Since 2026-02-17
  • CO RA
    APPROVED
    Since 2026-02-13
  • IL RA
    APPROVED
    Since 2026-02-13
  • MO RA
    APPROVED
    Since 2026-02-13
  • SC RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

Wesley Chapel, FL • United States

4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Tampa FL 04/2024 Present
Cr Fitness Llc Tampa FL 08/2018 04/2024
United States Army Reserves Quincy IL 03/2012 03/2018
Lowe's Quincy IL 03/2017 03/2018
Knapheide Quincy IL 05/2018 08/2018
Ymca Quincy IL 06/2017 03/2018
Park Avenue Securities Tampa FL 03/2025 Present
Guardian Life Insurance Company Wesley Chapel FL 04/2024 Present
Park Avenue Securities Wesley Chapel FL 03/2025 Present
  • 04/2024 → Present
    Guardian Life Insurance Company
    Tampa, FL
  • 08/2018 → 04/2024
    Cr Fitness Llc
    Tampa, FL
  • 03/2012 → 03/2018
    United States Army Reserves
    Quincy, IL
  • 03/2017 → 03/2018
    Lowe's
    Quincy, IL
  • 05/2018 → 08/2018
    Knapheide
    Quincy, IL
  • 06/2017 → 03/2018
    Ymca
    Quincy, IL
  • 03/2025 → Present
    Park Avenue Securities
    Tampa, FL
  • 04/2024 → Present
    Guardian Life Insurance Company
    Wesley Chapel, FL
  • 03/2025 → Present
    Park Avenue Securities
    Wesley Chapel, FL
Other Businesses

1) Tampa's Tier 1 Lawn Care & Landscaping, Start date: 11/15/2023, Address: 9278 Rally Spring Loop Wesley Chapel FL, 8 total hours per month; 2 during securities trading business hours, Not investment related, Less than 10% annual compensation, 2) Insurance Products Outside of Guardian, Start date: 8/31/2025, Address: 4200 W Cypress St, Tampa, FL 33607, 1 total hour per month; 1 during securities trading business hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-20
  • S66 Uniform Combined State Law Examination
    2026-01-20

View on SEC IAPD

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