Lee Anthony Schwartz

Current Employers

Familywealth

255 Primera Blvd Suite 160, Lake Mary, FL 32746 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-01-13
OR	RA	APPROVED	2026-01-13
WA	RA	APPROVED	2026-01-13

MN RA
APPROVED

Since 2026-01-13
OR RA
APPROVED

Since 2026-01-13
WA RA
APPROVED

Since 2026-01-13

Branch Locations

White Bear Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transce3Nd Llc	Kyle	TX	04/2024	Present
Advanced Planning Solutions, Llc	White Bear Lake	MN	12/2023	Present
Schwartz Financial	White Bear Lake	MN	08/2016	11/2023

04/2024 → Present

Transce3Nd Llc

Kyle, TX
12/2023 → Present

Advanced Planning Solutions, Llc

White Bear Lake, MN
08/2016 → 11/2023

Schwartz Financial

White Bear Lake, MN

Previous Registrations

2024-04-22 → 2025-12-10

Transce3Nd Llc

White Bear Lake, MN

Buda, TX

Other Businesses

Insurance Agent since 10/2016; selling insurance products; 30 hrs/week (Investment Related), Advanced Planning Solutions, LLC, 2387 Elm Dr, White Bear Lake, MN 55110, Owner.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-22

S65 Uniform Investment Adviser Law Examination

2024-04-22

View on SEC IAPD