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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcpherson College | Mcpherson | KS | 01/2019 | 12/2023 |
| University Of Missouri Science And Technology | Rolla | MO | 02/2018 | 12/2018 |
| Indiana Wesleyan University | Marion | IN | 01/2017 | 01/2018 |
| Saint Francis University | Loretto | PA | 06/2015 | 01/2017 |
| Lpl Financial | Hutchinson | KS | 04/2024 | Present |
| Peoples Bank | Mcpherson | KS | 04/2024 | 08/2025 |
| Unemployed | Mcpherson | KS | 01/2024 | 04/2024 |
1. 08/26/2025 - Priority Financial Planning - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start date: 08/19/2025 - 40 Hrs/Mo During Trading. 2. 09/02/2025 - Synchrony / ICA Insurance / Other FMOs - Non-Variable Insurance - Inv Related - At Reported Business Location(s) - Start date: 08/21/2025 - 5 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-17 |
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