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1241 Carlsbad Village Drive Suite 100/A, Carlsbad, CA 92008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-25 |
| VA | RA | APPROVED | 2026-06-27 |
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1241 Carlsbad Village Drive Suite 100/A, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 77 Financial Group | Carlsbad | CA | 01/2024 | Present |
| Cbiz Mhm | San Diego | CA | 07/2017 | 01/2019 |
| Brandon West, Cpa | Oceanside | CA | 01/2019 | 12/2023 |
| Top Tier Escape Rooms | Oceanside | CA | 01/2019 | Present |
| The Movement Church | San Marcos | CA | 03/2019 | Present |
| First Door Marketing | Fallbrook | CA | 04/2021 | 03/2024 |
| Magnet Learning Academy | Irvine | CA | 08/2016 | 05/2017 |
| Point Loma Nazarene University | San Diego | CA | 08/2016 | 05/2017 |
1) TOP TIER ESCAPE ROOMS; NON-INVESTMENT RELATED; 4570 OCEANSIDE BLVD., STE A13, OCEANSIDE, CA 92056; ENTERTAINMENT SERVICE BUSINESS DESIGNING AND OPERATING ESCAPE ROOMS; OWNER AND MANAGER; 01/2019; APPROX. 40-80 HOURS PER MONTH DURING NON-TRADING HOURS; MANAGE EMPLOYEES, BUILD AND REPAIR PROPS AND SET PIECES, MARKETING. 2) WEST & WALTERS, TAX AND WEALTH MANAGEMENT; IN NON-INVESTMENT RELATED TAX PREPARATION AND ACCOUNTING SERVICES; 1241 CARLSBAD VILLAGE DRIVE SUITE 100/A, CARLSBAD, CA 92008; 01/2024; APPROX. 80-120 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; TAX PREPARATION AND ACCOUNTING SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-27 |
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