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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-02
TX RA APPROVED 2024-07-02
  • CA RA
    APPROVED
    Since 2024-07-02
  • TX RA
    APPROVED
    Since 2024-07-02

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 01/2024 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 01/2024 Present
Unemployed Boston MA 09/2023 12/2023
Jpmorgan Chase Bank Los Angeles CA 06/2023 08/2023
Share Ventures Los Angeles CA 09/2022 05/2023
Energy Impact Partners New York NY 06/2022 08/2022
Unemployed Los Angeles CA 09/2021 05/2022
Victoria's Secret Stores, Llc Boston MA 06/2021 08/2021
Unemployed Los Angeles CA 01/2014 05/2021
  • 01/2024 → Present
    Los Angeles, CA
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 09/2023 → 12/2023
    Unemployed
    Boston, MA
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank
    Los Angeles, CA
  • 09/2022 → 05/2023
    Share Ventures
    Los Angeles, CA
  • 06/2022 → 08/2022
    Energy Impact Partners
    New York, NY
  • 09/2021 → 05/2022
    Unemployed
    Los Angeles, CA
  • 06/2021 → 08/2021
    Victoria's Secret Stores, Llc
    Boston, MA
  • 01/2014 → 05/2021
    Unemployed
    Los Angeles, CA
Other Businesses

Effective 1/8/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-28
  • S66 Uniform Combined State Law Examination
    2024-06-28
Other Names
  • Mia Chai Maginn
  • Mia Maginn

View on SEC IAPD

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