Michael Anthony O'MAlley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → 09/2020
  Securities Service Network, Inc.
  Fredericksburg, VA
• 09/2020 → 06/2024
  Securities America, Inc.
  Fredericksburg, VA
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Fredericksburg, VA
• 06/2024 → 08/2026
  Osaic Wealth, Inc.
  Fredericksburg, VA
• 08/2026 → Present
  Lpl Financial Llc
  Fredricksburg, VA

Previous Registrations

• 2024-06-14 → 2026-08-26
  Osaic Wealth, Inc.
  Fredericksburg, VA
• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Fredericksburg, VA
• 2004-01-02 → 2020-09-18
  Ssn Advisory, Inc.
  Fredericksburg, VA
• 2000-01-12 → 2003-01-24
  Investment Advisory Group, Inc.
  Richmond, VA

Other Businesses

1. 08/2026 - Michael A O'Malley - Non-Variable Insurance - Inv Related – 10 Hour(s)/Month – 10 Hour(s) During Trading – Fredericksburg, VA, 22401– OBA Start Date: 01/01/1998 2. 08/2026 - Indiantown Properties LLC - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Fredericksburg, VA, 22404 – OBA Start Date: 01/01/2006

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-31
• S63 Uniform Securities Agent State Law Examination
  1999-05-05

Other Names

• Michael A O'MAlley
• Michael Anthony Omalley