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Trang Hoang Pham

Wells Fargo Clearing Services, LLC

Chapel Hill, NC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-11
  • NC RA
    APPROVED
    Since 2024-09-11

Branch Locations

101 Banks Dr, Chapel Hill, NC 27514 • United States

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Durham NC 04/2024 Present
Wells Fargo Bank, Na Durham NC 03/2024 Present
Truist Raleigh NC 01/2022 02/2024
Citibank Ho Chi Minh 08/2018 02/2020
Hd Bank Bien Hoa 03/2015 06/2018
Unemployment Durham NC 02/2020 01/2022
  • 04/2024 → Present
    Wells Fargo Clearing Services, Llc
    Durham, NC
  • 03/2024 → Present
    Wells Fargo Bank, Na
    Durham, NC
  • 01/2022 → 02/2024
    Truist
    Raleigh, NC
  • 08/2018 → 02/2020
    Citibank
    Ho Chi Minh
  • 03/2015 → 06/2018
    Hd Bank
    Bien Hoa
  • 02/2020 → 01/2022
    Unemployment
    Durham, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-11
S63 Uniform Securities Agent State Law Examination 2024-08-14
  • S65 Uniform Investment Adviser Law Examination
    2024-09-11
  • S63 Uniform Securities Agent State Law Examination
    2024-08-14
Other Names
  • Thi Trang Hoang
  • Trang Thi Hoang
  • Trang T Hoang

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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