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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
NC RA APPROVED 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • NC RA
    APPROVED
    Since 2024-05-15

Branch Locations

5129 Nc Hwy 55 Suite 101, Durham, NC 27713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rush Innovations Greensboro NC 05/2016 05/2017
Truist Greensboro NC 08/2018 09/2018
Aerotek/Wells Fargo Greensboro NC 06/2017 07/2018
Wells Fargo Winston Salem NC 10/2018 09/2021
H3 Hope Health Healing Pllc Greensboro NC 10/2021 04/2024
Harland Clarke Greensboro NC 04/2023 04/2024
Spectrum Greensboro NC 12/2022 03/2023
At&T Greensboro NC 10/2023 08/2026
Cetera Wealth Services, Llc El Segundo CA 04/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2024 Present
Mccrary Homes Greensboro NC 05/2026 Present
  • 05/2016 → 05/2017
    Rush Innovations
    Greensboro, NC
  • 08/2018 → 09/2018
    Truist
    Greensboro, NC
  • 06/2017 → 07/2018
    Aerotek/Wells Fargo
    Greensboro, NC
  • 10/2018 → 09/2021
    Wells Fargo
    Winston Salem, NC
  • 10/2021 → 04/2024
    H3 Hope Health Healing Pllc
    Greensboro, NC
  • 04/2023 → 04/2024
    Harland Clarke
    Greensboro, NC
  • 12/2022 → 03/2023
    Spectrum
    Greensboro, NC
  • 10/2023 → 08/2026
    At&T
    Greensboro, NC
  • 04/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → Present
    Schaumburg, IL
  • 05/2026 → Present
    Mccrary Homes
    Greensboro, NC
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RAPHAEL MCGEE INVESTMENT RELATED: NO ADDRESS: 3011 WINDSOR CREEK WAY GREENSBORO, NC 27405 NATURE OF BUSINESS: REAL ESTATE START DATE: 05/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE, SECURITIES AND FINANCIAL PLANNING 4. NAME OF OTHER BUSINESS: THE MISSING LINK H3 LIMITED LIABILITY COMPANY; INVESTMENT RELATED: NO; ADDRESS: 2812 GIBBONS AVE BALTIMORE, MD 21214; NATURE OF BUSINESS: HOUSING ASSISTANCE; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELPING MANAGE A GROUP HOME; 5. NAME OF OTHER BUSINESS: MCCRARY HOMES; INVESTMENT RELATED: NO; ADDRESS: 300 S WESTGATE DR, UNIT A GREENSBORO, NC 27407 NATURE OF BUSINESS: MENTAL HEALTH SERVICES; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: DSP STAFF; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DIRECT SUPPORT STAFF FOR CLIENTS WITH INTELLECTUAL DISABILITIES, WILL HELP THEM MAINTAIN A NORMAL LIFE TO THEIR FULL POTENTIAL;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-02
S65 Uniform Investment Adviser Law Examination 2023-11-20
  • S63 Uniform Securities Agent State Law Examination
    2023-12-02
  • S65 Uniform Investment Adviser Law Examination
    2023-11-20

View on SEC IAPD

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