Clark Saenz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 09/2025
  Avantax Investment Services, Inc.
  Broomfield, CO
• 01/2014 → 09/2025
  Avantax Advisory Services
  Broomfield, CA
• 07/2014 → Present
  Gosset And Associates
  Broomfiled, CO
• 01/2013 → Present
  Saenz Financial Services Llc
  Broomfield, CO
• 06/2016 → Present
  Margaret Ellen Waldon Children's Trust
  Broomfield, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Broomfield, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-29 → 2025-09-05
  Avantax Advisory Services
  Thornton, CO

Other Businesses

1) Gossett and Associates~11811 Upham St., Unit F~Broomfield~CO~80020~Tax Preparation/Accounting~Contractor~7/23/2014~20hrs~20hrs~Prepare tax returns as a contractor for David B. Gossett at Gosset & Associates. 2) Saenz Financial Services LLC~11811 Upham St., Unit E~Broomfield~CO~80020~Tax Preparation/Accounting~Chief Executive Officer~1/1/2013~200hrs~160hrs~This is my tax preparation/accounting business, which is an S-Corp. 3) Saenz Financial Services LLC~11811 Upham St, Unit E~Broomfield~CO~80602~Tax Preparation/Accounting~Partner/General Partner~1/1/2013~200hrs~160hrs~This is my tax preparation/accounting business. I am a general partner with my wife. 4) Saenz Financial Services LLC~11811 Upham St., Unit E~Broomfield~CO~80020~Accounting/Bookkeeping (No Tax Preparation)~Chief Executive Officer~1/1/2013~200hrs~160hrs~This is my tax preparation/accounting business which is an S-Corp, and this name and the DBA name are what are listed on my business cards and letterhead. 5) Fiduciary Appointment-Trustee~11811 Upham Street, Unit E~Broomfield~CO~80020~6/1/2016~10 hourshrs~10 hourshrs~Manage the funds that are in the trust. & Distribute funds to the children's guardian as needed and/or appropriate. 6) SAENZ PROPERTIES LLC POSITION: Member NATURE: This is the LLC that owns the office suite that serves as the primary and only office of Saenz Financial Services LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/19/2020 ADDRESS: 11811 Upham Street, Suite E, Broomfield CO 80020, DESCRIPTION: I am the managing member of this LLC. 7)Margaret Ellen Waldon Children's Trust; Trustee; Fiduciary Appointment; NIR; 10; 06/01/2016; 11811 Upham Street, Unit E Broomfield CO 80020; Manage the funds that are in the trust.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-09-13
• S65 Uniform Investment Adviser Law Examination
  2014-01-14

Other Names

• Clark Douglas Suenz