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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-05 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
8211 Market St Unit Jj, Wilmington, NC 28411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 04/2024 | Present |
| Wells Fargo Bank, Na | Wilmington | NC | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-13 |
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