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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-05
  • NC RA
    APPROVED
    Since 2024-09-05

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

8211 Market St Unit Jj, Wilmington, NC 28411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wilmington NC 04/2024 Present
Wells Fargo Bank, Na Wilmington NC 01/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-05
S63 Uniform Securities Agent State Law Examination 2024-08-13
  • S65 Uniform Investment Adviser Law Examination
    2024-09-05
  • S63 Uniform Securities Agent State Law Examination
    2024-08-13
Other Names
  • Yara Hebert
  • Yara Rodriguez
  • Yara Aguilar

View on SEC IAPD

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