Samuel Castro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2024 → 08/2025
  Wells Fargo Clearing Services, Llc
  La Mesa, CA
• 03/2017 → 08/2025
  Wells Fargo Bank, Na
  La Mesa, CA
• 06/2014 → 12/2016
  Fossil
  Carlsbad, CA
• 01/2017 → 03/2017
  Unemployed
  La Mesa, CA
• 08/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 08/2015 → 05/2021
  Grand Canyon
  Phoenix, AZ
• 10/2025 → Present
  Bank Of America, N.A.
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-10-29
• S63 Uniform Securities Agent State Law Examination
  2024-06-28

Other Names

• Samuel Castro
• Samuel De Jesus Castro
• Samuel Almanza Castro