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Benjamin Raymond Rogers

J.P. Morgan Securities LLC

Tempe , AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-05
AZ RA APPROVED 2025-05-02
  • TX RA
    APPROVED
    Since 2025-05-05
  • AZ RA
    APPROVED
    Since 2025-05-02

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ymca Oshkosh WI 01/2018 09/2019
Lululemon Appleton WI 10/2019 08/2022
Pacific Gas And Electric San Ramon CA 05/2023 08/2023
Dd'S Bbq Oshkosh WI 05/2021 08/2021
Eco Shield Naperville IL 05/2022 08/2022
Mineshaft Oshkosh WI 06/2020 08/2020
Charles Schwab & Co., Inc. Phoenix AZ 06/2024 03/2025
Unemployed Oshkosh WI 01/2015 12/2017
Lgo Camelback Llc Biltmore AZ 05/2022 06/2022
The Shield Co Management Llc Naperville IL 02/2022 09/2022
Unemployed Tempe AZ 10/2022 04/2023
Grille At Blackhawk Llc Danville CA 05/2023 07/2023
Unemployed Tempe AZ 08/2023 06/2024
J.P. Morgan Securities Llc Tempe AZ 03/2025 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 03/2025 Present
  • 01/2018 → 09/2019
    Ymca
    Oshkosh, WI
  • 10/2019 → 08/2022
    Lululemon
    Appleton, WI
  • 05/2023 → 08/2023
    Pacific Gas And Electric
    San Ramon, CA
  • 05/2021 → 08/2021
    Dd'S Bbq
    Oshkosh, WI
  • 05/2022 → 08/2022
    Eco Shield
    Naperville, IL
  • 06/2020 → 08/2020
    Mineshaft
    Oshkosh, WI
  • 06/2024 → 03/2025
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2015 → 12/2017
    Unemployed
    Oshkosh, WI
  • 05/2022 → 06/2022
    Lgo Camelback Llc
    Biltmore, AZ
  • 02/2022 → 09/2022
    The Shield Co Management Llc
    Naperville, IL
  • 10/2022 → 04/2023
    Unemployed
    Tempe, AZ
  • 05/2023 → 07/2023
    Grille At Blackhawk Llc
    Danville, CA
  • 08/2023 → 06/2024
    Unemployed
    Tempe, AZ
  • 03/2025 → Present
    Tempe, AZ
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
Other Businesses

The name of the other business: AirBnb Whether the business is investment-related: No The address of the other business: 5248 Notre Dame Dr, Omro, WI 54963 The nature of the other business: House Rental Your position: Host Title, or relationship with the other business: Owner The start date of your relationship: 07/01/24 The approximate number of hours/ month you devote to the other business: 1-2 Hours The number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I just host my house on airbnb, all virtually

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-30
S63 Uniform Securities Agent State Law Examination 2024-10-23
  • S66 Uniform Combined State Law Examination
    2025-04-30
  • S63 Uniform Securities Agent State Law Examination
    2024-10-23
Other Names
  • Benjamin R Rogers
  • Ben R Rogers
  • Benjamin Raymond Rogers
  • Benjamin Rogers

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