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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-02
PA RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2024-01-02
  • PA RA
    APPROVED
    Since 2022-01-26

Branch Locations

3525 Main St., Erie, PA 16511 • United States

Fairview, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Luden'S Financial Services Erie PA 09/1987 Present
Avantax Investment Services, Inc. Fairview PA 01/1999 01/2022
Avantax Advisory Services Fairview PA 01/2003 01/2022
Cambridge Investment Research, Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2022 Present
  • 09/1987 → Present
    Luden'S Financial Services
    Erie, PA
  • 01/1999 → 01/2022
    Avantax Investment Services, Inc.
    Fairview, PA
  • 01/2003 → 01/2022
    Avantax Advisory Services
    Fairview, PA
  • 01/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2003-01-11 → 2022-02-01
    Avantax Advisory Services
    Frie, PA
Other Businesses

1) GOD'S HANDS AND FEET INC. / 7083 Sterrettania Road, Fairview PA 16415 / 11/30/2014 / NIR / President/Treasurer / 3HR/MO - 0HR/MO TRADING 2) ERIC DANOWSKI TRANSPLANT HOPE FOUNDATION INC. / PO Box 282, Harborcreek PA 16421 / 06/01/2017 / NIR / Treasurer / 1HR/MO - 0 HR/MO TRADING 3) LUDEN'S FINANCIAL SERVICES / 3525 Main Street, Erie PA 16511 / 01/01/1986 / NIR / President/Tax Preparer - COLLEGE & DIVORCE PLANNING / 75HR/MO - 75HR/MO TRADING 4) MAEVE GIVES INC. / 5595 Williams Road, Northeast PA 16428 / 01/01/2015 / NIR / BOARD MEMBER - ATTEND MEETINGS 4-6 TIMES A YEAR, ASSIST IN FUNDRAISING EVENT / 1HR/MO - 1HR/MO TRADING 5) INSURANCE / 3525 Main Street, Erie PA 16511 / 05/17/2004 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 5HR/MO - 5HR/MO TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 15 HR/MO - 15 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-05
S63 Uniform Securities Agent State Law Examination 1999-07-13
  • S65 Uniform Investment Adviser Law Examination
    2002-11-05
  • S63 Uniform Securities Agent State Law Examination
    1999-07-13
Other Names
  • Christi Sue Luden
  • Christi Rzodkiewicz
  • Christi Sue Rzodkiewicz

View on SEC IAPD

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