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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| PA | RA | APPROVED | 2022-01-26 |
Branch Locations
3525 Main St., Erie, PA 16511 • United States
Fairview, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Luden'S Financial Services | Erie | PA | 09/1987 | Present |
| Avantax Investment Services, Inc. | Fairview | PA | 01/1999 | 01/2022 |
| Avantax Advisory Services | Fairview | PA | 01/2003 | 01/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2022 | Present |
1) GOD'S HANDS AND FEET INC. / 7083 Sterrettania Road, Fairview PA 16415 / 11/30/2014 / NIR / President/Treasurer / 3HR/MO - 0HR/MO TRADING 2) ERIC DANOWSKI TRANSPLANT HOPE FOUNDATION INC. / PO Box 282, Harborcreek PA 16421 / 06/01/2017 / NIR / Treasurer / 1HR/MO - 0 HR/MO TRADING 3) LUDEN'S FINANCIAL SERVICES / 3525 Main Street, Erie PA 16511 / 01/01/1986 / NIR / President/Tax Preparer - COLLEGE & DIVORCE PLANNING / 75HR/MO - 75HR/MO TRADING 4) MAEVE GIVES INC. / 5595 Williams Road, Northeast PA 16428 / 01/01/2015 / NIR / BOARD MEMBER - ATTEND MEETINGS 4-6 TIMES A YEAR, ASSIST IN FUNDRAISING EVENT / 1HR/MO - 1HR/MO TRADING 5) INSURANCE / 3525 Main Street, Erie PA 16511 / 05/17/2004 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 5HR/MO - 5HR/MO TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 15 HR/MO - 15 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-13 |
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