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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-21
NC RA APPROVED 2024-08-09
  • TX RA
    APPROVED_RES
    Since 2026-05-21
  • NC RA
    APPROVED
    Since 2024-08-09

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Oklahoma Norman OK 08/2023 05/2024
X Games Ventura CA 07/2023 07/2023
Venturi Private Wealth Oklahoma City OK 06/2022 07/2022
City Of Southlake Southlake TX 01/2019 08/2021
Lifetime Fitness Colleyville TX 05/2018 08/2018
Earthwise Pet Southlake TX 11/2017 05/2018
Ubs Financial Services, Inc Charlotte NC 07/2024 Present
Student Southlake TX 01/2014 05/2024
  • 08/2023 → 05/2024
    University Of Oklahoma
    Norman, OK
  • 07/2023 → 07/2023
    X Games
    Ventura, CA
  • 06/2022 → 07/2022
    Venturi Private Wealth
    Oklahoma City, OK
  • 01/2019 → 08/2021
    City Of Southlake
    Southlake, TX
  • 05/2018 → 08/2018
    Lifetime Fitness
    Colleyville, TX
  • 11/2017 → 05/2018
    Earthwise Pet
    Southlake, TX
  • 07/2024 → Present
    Charlotte, NC
  • 01/2014 → 05/2024
    Student
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-08
  • S66 Uniform Combined State Law Examination
    2024-05-08

View on SEC IAPD

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