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Gurjot Singh Waraich

Aegis Capital Corp.

Melville, NY

CRD 7896428

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Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-03
TX RA APPROVED 2026-02-03
  • NY RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED
    Since 2026-02-03

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunkin Donuts Mineola NY 05/2019 07/2020
Postmates Mineola NY 07/2020 02/2021
First Class Valet New York NY 04/2019 03/2024
Aegis Capital Corp Melville NY 04/2024 09/2024
Unemployed Mineola NY 06/2013 06/2019
Unemployed Mineola NY 10/2024 03/2025
Aegis Capital Corp Melville NY 03/2025 Present
  • 05/2019 → 07/2020
    Dunkin Donuts
    Mineola, NY
  • 07/2020 → 02/2021
    Postmates
    Mineola, NY
  • 04/2019 → 03/2024
    First Class Valet
    New York, NY
  • 04/2024 → 09/2024
    Aegis Capital Corp
    Melville, NY
  • 06/2013 → 06/2019
    Unemployed
    Mineola, NY
  • 10/2024 → 03/2025
    Unemployed
    Mineola, NY
  • 03/2025 → Present
    Aegis Capital Corp
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-25
  • S66 Uniform Combined State Law Examination
    2025-10-25
Other Names
  • Gary Singh Waraich

View on SEC IAPD

Nearby Firms

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APS WEALTH MANAGEMENT, LLC
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Nearby Investors

ROBERT LAWRENCE LEVINE
STEVEN CHARLES BRILL
BARRY EVAN DAMPF

Nearby Offices

CLEAR POINT ADVISORS, INC. · MELVILLE, NY
APS WEALTH MANAGEMENT, LLC · MELVILLE, NY
LI WEALTH MANAGEMENT INC · MELVILLE, NY

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