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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-06
NC RA APPROVED 2024-05-31
  • SC RA
    APPROVED
    Since 2024-11-06
  • NC RA
    APPROVED
    Since 2024-05-31

Branch Locations

20239 N Main Street, Cornelius, NC 28031 • United States

Cornelius, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Denver CO 04/2024 08/2024
State Farm Vp Management Corp Denver CO 04/2024 08/2024
Relias Morrisville NC 03/2020 09/2021
Carmen Ritz - State Farm Insurance Agent Raleigh NC 08/2018 03/2020
Scott Burkhard - State Farm Insurance Agent Cornelius NC 05/2018 08/2018
Sally Brooks - State Farm Insurance Agent Mooresville NC 04/2017 08/2017
North Carolina State University Raleigh NC 01/2018 05/2020
High Point University High Point NC 08/2016 12/2016
University Of North Carolina At Charlotte Charlotte NC 01/2017 05/2017
Wake Technical Community College Raleigh NC 08/2017 12/2017
Relias Morrisville NC 09/2021 06/2022
Relias Raleigh NC 06/2022 04/2024
State Farm Investment Mangement Corp Denver CO 04/2024 08/2024
State Farm Insurance Cornelius NC 08/2024 11/2024
State Farm Investment Management Corp Cornelius NC 08/2024 Present
State Farm Vp Management Corp Cornelius NC 08/2024 Present
Brittany Burkhard Insurance Agency Cornelius NC 11/2024 Present
  • 04/2024 → 08/2024
    State Farm Insurance
    Denver, CO
  • 04/2024 → 08/2024
    State Farm Vp Management Corp
    Denver, CO
  • 03/2020 → 09/2021
    Relias
    Morrisville, NC
  • 08/2018 → 03/2020
    Carmen Ritz - State Farm Insurance Agent
    Raleigh, NC
  • 05/2018 → 08/2018
    Scott Burkhard - State Farm Insurance Agent
    Cornelius, NC
  • 04/2017 → 08/2017
    Sally Brooks - State Farm Insurance Agent
    Mooresville, NC
  • 01/2018 → 05/2020
    North Carolina State University
    Raleigh, NC
  • 08/2016 → 12/2016
    High Point University
    High Point, NC
  • 01/2017 → 05/2017
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2017 → 12/2017
    Wake Technical Community College
    Raleigh, NC
  • 09/2021 → 06/2022
    Relias
    Morrisville, NC
  • 06/2022 → 04/2024
    Relias
    Raleigh, NC
  • 04/2024 → 08/2024
    State Farm Investment Mangement Corp
    Denver, CO
  • 08/2024 → 11/2024
    State Farm Insurance
    Cornelius, NC
  • 08/2024 → Present
    Cornelius, NC
  • 08/2024 → Present
    State Farm Vp Management Corp
    Cornelius, NC
  • 11/2024 → Present
    Brittany Burkhard Insurance Agency
    Cornelius, NC
Other Businesses

1) Brittany Burkhard's Insurance Agency; Investment-related; 20239 N Main Street Cornelius, NC 28031; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-31
S63 Uniform Securities Agent State Law Examination 2024-05-17
  • S65 Uniform Investment Adviser Law Examination
    2024-05-31
  • S63 Uniform Securities Agent State Law Examination
    2024-05-17

View on SEC IAPD

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