Rikesha Ann Fuller Keen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 07/2025
  Next Financial Group
  Houston, TX
• 07/2025 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2007-01-08 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1 - 07/2025 - Rikesha Keen CPA PC - Tax Prep/Accounting/CPA - Inv Related - 78 Hours/Month - 60 Hours During Trading - Houston, TX - OBA Start Date: 03/14/1995. 2 - 07/2025 - The Keen Investment Group LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 75 Hours/Month - 75 Hours During Trading - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2006-12-19
• S63 Uniform Securities Agent State Law Examination
  1999-07-12

Other Names

• Rikesha Ann Keen
• Rikesha Fuller Keen
• Rikesha Ann Fuller-Keen
• Rikesha Ann Fuller