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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tristate Financial Advisors | Philadelphia | PA | 09/2023 | 04/2025 |
| Unemployed | Bishopville | MD | 06/2015 | 09/2023 |
| J.P Morgan Securities Llc | Philadelphia | PA | 06/2025 | Present |
| Unemployed | Philadelphia | PA | 04/2025 | 06/2025 |
| Jpmorgan Chase Bank, N.A. | Philadelphia | PA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-04-14 |
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
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