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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-04 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rahway | NJ | 10/2021 | 10/2025 |
| Unemployed | Elizabeth | NJ | 12/2020 | 10/2021 |
| Wells Fargo | Elizabeth | NJ | 01/2018 | 03/2021 |
| Amazon | Carteret | NJ | 11/2017 | 12/2017 |
| Dr Klein And Scannapiego | Elizabeth | NJ | 08/2011 | 11/2017 |
| Ubs Financial Services, Inc | Weehawkin | NJ | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-28 |
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