Michael John Falkowski

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → Present
  Falkowski Income Tax Service
  Deer Park, CT
• 04/1999 → 09/2025
  Avantax Investment Services, Inc.
  Milford, CT
• 07/2011 → 09/2025
  Avantax Insurance Agency, Llc
  Milford, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Melville, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-08-01 → 2025-09-05
  Avantax Advisory Services
  Milford, CT
  Melville, NY

Other Businesses

1) Falkowski Financial Inc.~'NIR'~433 New Haven Ave~Milford~CT~06460~Tax Preparation/Accounting~Accountant/Bookkeeper~11/1/2000~40hrs~110hrs~tax prep| 2) RENTAL OF A VACATION HOME; POSITION: Home owner NATURE: Weekly rental of a recently purchased second home in the Adirondacks. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2021 ADDRESS: 69 Clark Hill Rd, Milford CT 06460, United States DESCRIPTION: Fielding inquiries from prospective tenants, processing leases for those that decide to rent the ppty, coordinating caretaking and cleaning of the property between tenants.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-10
• S63 Uniform Securities Agent State Law Examination
  1999-07-13

Designations

• Certified Financial Planner

Other Names

• Michael Folkowski