James Meier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 03/2021
  Sunamerica Capital Services, Inc.
  Woodland Hills, CA
• 10/2011 → 03/2021
  Sunamerica Retirement Markets, Inc.
  Woodland Hills, CA
• 04/2021 → 06/2026
  Edward Jones
  St Louis, MO
• 06/2026 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2021-06-09 → 2026-06-12
  Edward Jones
  Cave Creek, AZ
  St Louis, MO
  Tucson, AZ

Other Businesses

1. 6/2026 - Glide Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/11/2026 2. 6/2026 - Glide Transport Group - Business Owner - NOT INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Sheridan WY 82801 - OBA Start date: 10/06/2025

Exams

• S66 Uniform Combined State Law Examination
  2021-06-07
• S63 Uniform Securities Agent State Law Examination
  1999-07-28

Other Names

• James S Meier
• James Scott Meier
• James Scott Meier