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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nkcac | Newport | KY | 08/2021 | 01/2022 |
| Firehouse Subs | Ky | KY | 09/2017 | 11/2017 |
| Student | Alexandria | KY | 03/2013 | 05/2017 |
| Kimberly Lynn Childcare Development Center | Cold Spring | KY | 03/2019 | 06/2019 |
| Tj Maxx | Newport | KY | 10/2018 | 12/2018 |
| Kindercare | Ky | KY | 07/2019 | 08/2021 |
| Kroger | Ky | KY | 01/2018 | 09/2018 |
| Campbell County High School | Ky | KY | 01/2019 | 03/2019 |
| St. Elizabeth Healthcare | Ky | KY | 02/2022 | 09/2022 |
| Tri-State Gastroenterology | Ky | KY | 09/2022 | 03/2024 |
| Campbell County Athletics Department | Ky | KY | 11/2017 | 01/2018 |
| Fidelity Investments | Covington | KY | 03/2024 | Present |
| Larosa'S Pizzaria | Ky | KY | 05/2017 | 09/2017 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-10 |
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