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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-11 |
Branch Locations
8939 S Sepulveda Blvd Ste 304, Los Angeles, CA 90045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Monica | CA | 03/2024 | Present |
| Us Navy | San Diego | CA | 07/2002 | Present |
1) 03/14/2024 - Lucent Elm Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 03/14/2024 - Department of the Navy - Outside/W-2 Employment - Assistant Maintenance Officer - Non investment related - 160 Hours per month - Start date: 03/04/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-10 |
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