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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-28
  • GA RA
    APPROVED
    Since 2024-06-28

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilmington Trust, N.A. Atlanta GA 12/2009 02/2024
Ubs Financial Services Inc Atlanta GA 04/2024 Present
Other Businesses

Waterstone Cottage, LLC; Atlanta, GA 30342; LLC; Real Estate; Short term vacation rental in western NC; Proprietor / owner; I am the owner/operator for the vacation rental property.; Start date: 9/1/2003

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-27
  • S66 Uniform Combined State Law Examination
    2024-06-27

View on SEC IAPD

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